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When

Nov 19, 2009 8:30 am - 10:30 am (Thursday)

Where

The Palace Hotel

2 New Montgomery Street
San Francisco, CA 94105
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What
The "New" SEC---What Does It Mean to You? After intense public scrutiny over its handling of the Madoff matter and other cases and the criticism it's received in light of...
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Description
The "New" SEC---What Does It Mean to You?

After intense public scrutiny over its handling of the Madoff
matter and other cases and the criticism it's received in light
of today's market turmoil, the SEC is strengthening and
reinvigorating its enforcement efforts. Armed with new legal
theories, new priorities, newly empowered staff attorneys, and a
bigger budget, the SEC is getting more aggressive.

Our program will discuss recent developments at the SEC and what
these mean to public companies and their officers, directors, and
lawyers. Topics will include:

- More Specialized, Less Supervised: The SEC staff's new look.
- Waive Goodbye: Can you still rely on privilege?
- Clawed: Why the CSK Auto compensation clawback case raises the
stakes for any restatement.
- Soft Targets: Why the SEC is going after individuals.
- Law and Order: Are SEC and criminal prosecutor tactics converging?
- Just Send Us Everything: How to respond to the SEC's
"simplified" document request.

Speakers:
- Jordan Eth
- Paul T. Friedman
- Craig D. Martin
- Anna Erickson White

Time:
8:30 - 9:00am Registration and Breakfast
9:00 - 10:30am Program)

There is no cost to attend this program.
CLE credit for this program is pending.
ISS credit for this program is pending.

This program is co-sponsored by Directors Roundtable, a civic
group that organizes worldwide programming for officers and
directors.
Cost
No charge
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Event details may change at any time, always check with the event organizer when planning to attend this event or purchase tickets.

 

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